FIN Family of Companies

Compliance: Our Updated Site - FIN Compliance

By Cory Roberson, Principal of FIN Compliance and FIN Community
September 15, 2018.  We're excited to announce the merging our compliance websites onto one platform: FINCompliance.  

FIN Compliance (FINCompliance.io) is a consortium of compliance services including: RIA Consults -Roberson Consults Group, RIA Review, RegTech Products, and more.  All of the previous domains (robersonconsults.com, RIAconsults.com, RIAreview.com, and RegtechProducts.com) will route to this site. 

RIA Consults Services:  RIA Consults - Roberson Consults Group, a consulting firm providing compliance, operations, and business development services (www.RIAconsults.com). Since 2011, RIA Consults – Roberson Consults Group has served more than 160 SEC & State Registrants across the country. International clients include: London and Czech Republic.  Services: Tier 1, 2, and 3. 

RIA Review Services:  RIA Review is a user-friendly online compliance and documentation-based platform to help boutique investment advisors to structure, maintain, and develop their internal compliance review programs. 130 users and growing.  Hybrid version (RIA/broker-dealer) coming soon

RIA Review Dashboard (v.2.2) - premium plus version shown


RIA Review Overview: There are three online versions available including:  

Free Version - for those who want to try out a limited version; 
Premium Version - for state-registrants with basic reporting needs, and 
Premium Plus Version - for SEC and State Registrants that also require an annual review.


  




Our Mission: “Serving the Investment Community to Make a Social Impact”

Compliance

FIN Compliance (FinCompliance.io) is a consortium of compliance services including: RIA Consults-Roberson Consults Group, a compliance consulting firm, RIA Review, a compliance-management software tool (SaaS), RegTech Products is a product notification portal for product offerings in financial service markets.

Business Listings

FIN Community (FINcommunity.io) is a business listing and network for providers in the Financial Services, FinTech, RegTech, Crypto and Blockchain communities.  We believe in supporting the gig economy through building business opportunities.

Impact

SoCap Missions (socapmissions.com) provides business support group sessions.  In addition, Cory has volunteered for more than fifteen youth programs in locations such as like S. Korea, China, S. Africa, Thailand, and India.

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