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Wednesday, July 4, 2018

Compliance Websites - RIA Consults/RIA Review

By Cory Roberson, Principal of FIN Compliance & FIN Lancer

“Segmented Regulatory Solutions for Financial Markets”

Last month, we've updated our websites in preparation of offering more services and entering into new market segments.  We appreciate your continued feedback. 

Roberson Ventures Group, Inc. consists of a family of companies that includes:

RIA Consults - Roberson Consults Group, a consulting firm providing compliance, operations, and business development services (www.RIAconsults.com). Since 2011, RIA Consults – Roberson Consults Group has served more than 160 SEC & State Registrants across the country. International clients include: London and Czech Republic. 

RIA Consults Website: 

Overview of Services:


RIA Review is a user-friendly online compliance and documentation-based platform to help boutique investment advisors to structure, maintain, and develop their internal compliance review programs. 130 users and growing.  Hybrid version (RIA/broker-dealer) coming soon

RIA Review website:



RIA Review Dashboard (v.2.0)




More Product Offerings (coming soon):

RegTech Products is a resource platform and member rewards program featuring providers in the FinTech, RegTech, Crypto and Blockchain communities.  In development.

Sign-up at: https://RIAreview.com/RegTech to get updates on our newest product offerings.   

More services and products to come......

For more inquiries, please contact:
Cory Roberson
Roberson Ventures Group, LLC.
2950 Buskirk Ave, Suite 300, Walnut Creek, CA 94597
Phone: 650-305-2688
Email: cory@robersonconsults.com or cory@riareview.com

Our Mission: “Serving the Investment Community to Make a Social Impact”




Compliance and Business Management

FIN Compliance (FINCompliance.io) is a consortium of compliance services including: RIA Consults-Roberson Consults Group, a compliance consulting firm, RIA Review, a compliance-management software tool (SaaS), B-D Review, a RIA/Broker-Dealer compliance management software tool, and FINLancer is a business management portal featuring:  E-signature tools; Invoicing integration, Vendor Directory, continuity directory*, business client document portal, and more (available by Q3 2019).  Access all services on one site: FINCompliance.io.

Impact

FIN Missions (FINmissions.com) provides business support group sessions for other entrepreneurs.  In addition, Cory has volunteered for more than fifteen youth programs in locations such as like S. Korea, China, S. Africa, Thailand, and India.





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